Page 356 - BAM ONE REPORT 2565 (ENGLISH VERSION)

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• Guideline on Appropriate Operation as a Listed Company Work Experience
on the Stock Exchange 2021 - present Vice President, Corporate Governance
• Compliance with the Personal Data Protection Act and Compliance Department
B.E. 2562 Bangkok Commercial Asset Management
• Knowledge and Understanding of Governance Risk Public Company Limited
Bangkok Commercial Asset Management Public Co., Ltd.
and Compliance Operations 2012 - 2021 Manager, Good Corporate Governance
• Financial Risk Management for Asset Management and Regulations Compliance Division
Business Bangkok Commercial Asset Management
• Corpor Governanc Work Public Company Limited
• D Analytics for Internal Auditors Program
• Cours on Financial Institutions’ Governanc of
Compliance with the Laws on Anti-Money Laundering,
Counter-Terrorism Financing and the Proliferation of
Weapons of Mass Destruction

Duties and Responsibilities of Head of Internal Audit
Head of Internal Audit is responsible for supervising Internal Audit Department, operating under the Internal Audit
Department’s Charter by adhering to the code of ethics, performing audit works and giving advice independently
regarding risk management, internal control and corporate governance in order to improve internal control process and
system to ensure adequacy, appropriateness and efficiency.

The task of Internal Audit Department consists of:
1. Assurance Services: Provided to the management to help improve risk management, internal control and
corporate governance by applying professional skill in internal audit to the assessment of systems and regulations such
as policies and regulations for operation established by the management to ensure that the objectives are achieved
as expected, and give recommendations for improvement of the operational systems and regulations.

2. Consulting Services: Provided to the Audit Committee and the management with respect to risk management,
internal control and corporate governance, without being jointly responsible as the management.

Duties and Responsibilities of Head of Compliance
Head of Compliance is responsible for supervising Corporate Governance and Compliance Department, which is
composed of Good Corporate Governance and Regulations Compliance Division, Anti-Money Laundering Law Division,
and Business Compliance and Review Division, whose duties and responsibilities are as follows: