Page 334 - BAM ONE REPORT 2564 (ENGLISH VERSION)

332 Attachment

• Guideline on Compliance with Anti-Money Laundering Work Experience
Law 2021 - present Vice President, Corporate Governance
• Corporate Governance Code and Compliance Department
• Guideline on Appropriate Operation as a Listed Bangkok Commercial Asset Management
Company on the Stock Exchange Public Company Limited/
• Compliance with the Personal Data Protection Act asset management business
B.E. 2562 2012 - 2021 Manager, Good Corporate Governance
• Knowledge and Understanding of Governance Risk and Regulations Compliance Division
and Compliance Operations Bangkok Commercial Asset Management
• Financial Risk Management for Asset Management Public Company Limited/
Business asset management business

Duties and Responsibilities of Head of Internal Audit
Head of Internal Audit is responsible for supervising Internal Audit Department, operating under the Internal Audit
Department’s Charter by adhering to the code of ethics, performing audit works and giving advice independently
regarding risk management, internal control and corporate governance in order to improve internal control process and
system to ensure adequacy, appropriateness and efficiency.

The task of Internal Audit Department consists of:
1. Assurance Services: Provided to the management to help improve risk management, internal control and
corporate governance by applying professional skill in internal audit to the assessment of systems and regulations such
as policies and regulations for operation established by the management to ensure that the objectives are achieved
as expected, and give recommendations for improvement of the operational systems and regulations.

2. Consulting Services: Provided to the Audit Committee and the management with respect to risk management,
internal control and corporate governance, without being jointly responsible as the management.

Duties and Responsibilities of Head of Compliance
Head of Compliance is responsible for supervising Corporate Governance and Compliance Department, which is
composed of Good Corporate Governance and Regulations Compliance Division, Anti-Money Laundering Law Division,
and Business Compliance and Review Division, whose duties and responsibilities are as follows:

Regulations Compliance Division
(1) Determine goals and operational plans for regulatory compliance in line with the regulations of external
supervising authorities and based on the assessment of potential risks obtained from the supervision and
review of operations and/or other information of the departments concerned with compliance with external
regulations.