Page 336 - BAM ONE REPORT 2564 (ENGLISH VERSION)

334 Attachment

Anti-Money Laundering Law Division

(1) Determine goals and operational plans for anti-money laundering, counter-terrorism and proliferation of
weapon of mass destruction financing, IT regulations, and the Personal Data Protection Act in accordance
with the said legislation and based on the assessment of potential risks obtained from the supervision and
review of operations and/or other information of the departments concerned with compliance with the
rules and policy on anti-money laundering and counter-terrorism and proliferation of weapon of mass destruction
financing under the guidelines established by AMLO, including the IT regulations and the Personal Data
Protection Act.
(2) Provide advice or suggestion to the executives and employees regarding compliance with the anti-money
laundering law, the law governing counter-terrorism and proliferation of weapon of mass destruction financing,
the IT regulations and the Personal Data Protection Act.
(3) Draw up measures, regulations, orders and handbook that align with the policy on anti-money laundering
and counter-terrorism and proliferation of weapon of mass destruction financing under the guidelines
established by AMLO, the IT regulations and the Personal Data Protection Act, and regularly review and
revise the measures, regulations, orders and handbook.
(4) Establish and develop a system for reporting transactions and types of transactions that have reasonable
grounds for suspicion to AMLO under the conditions and regulations prescribed in the anti-money laundering
law and related regulations.
(5) Undertake management to develop and communicate information pertaining to anti-money laundering and
counter-terrorism and proliferation of weapon of mass destruction financing to ensure the related work
units could access and use the information in order to correctly comply with the regulations.
(6) Supervise and review the operations of all departments to be in line with the regulations, orders and
guidelines established by AMLO, including the IT regulations and the Personal Data Protection Act, as well
as provide advice and preventive and remedial guidelines and report results of the review to the concerned
executives and/or committees.
(7) Provide opinion regarding the adequacy and appropriateness of the establishment or revision of the operational
procedures of the Company to be in line with the anti-money laundering law, the law governing counter-terrorism
and proliferation of weapon of mass destruction financing, the IT regulations and the Personal Data Protection Act.
(8) Review and monitor the submission of transaction reports of all departments concerned with the anti-money
laundering law, and compile and submit the transaction reports under the law governing anti-money laundering
via electronic means in order to support the transaction information under the conditions of AMLO.
(9) Compile the information, issues relevant to regulatory compliance, and opinions and suggestions of AMLO
or other authorities for further development, revision and stipulation of additional monitoring measures.
(10) Encourage the training for employees to gain knowledge and understanding and be able to correctly comply
with the rules, regulations, orders and articles of association of the Company under the guidelines prescribed
by AMLO, including the IT regulations and the Personal Data Protection Act.
(11) Coordinate with AMLO, governmental agencies and external agencies to ensure the operations comply with
the relevant regulations.